Produktbild: Legal Accountability in EU Markets for Financial Instruments

Legal Accountability in EU Markets for Financial Instruments The Dual Role of Investment Firms

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Beschreibung

Produktdetails

Einband

Gebundene Ausgabe

Erscheinungsdatum

03.10.2022

Herausgeber

Carl Fredrik Bergström + weitere

Verlag

Oxford University Press

Seitenzahl

368

Maße (L/B/H)

24,1/16,2/2,7 cm

Gewicht

708 g

Sprache

Englisch

ISBN

978-0-19-284928-1

Beschreibung

Produktdetails

Einband

Gebundene Ausgabe

Erscheinungsdatum

03.10.2022

Herausgeber

Verlag

Oxford University Press

Seitenzahl

368

Maße (L/B/H)

24,1/16,2/2,7 cm

Gewicht

708 g

Sprache

Englisch

ISBN

978-0-19-284928-1

Herstelleradresse

Libri GmbH
Europaallee 1
36244 Bad Hersfeld
DE

Email: gpsr@libri.de

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  • Produktbild: Legal Accountability in EU Markets for Financial Instruments

    • Introduction


    • 1: Carl Fredrik Bergström: EU rulemaking in the internal market after the financial crisis


    • 2: Adrienne HÃ(c)ritier: Governing finance in Europe: policy effects and political accountability


    • Investment firms as agents of accountability


    • 3: Merijn Chamon: The joint board of appeal as an accountability mechanism for the ESAs


    • 4: Dominique Ritleng: Judicial protection against the European Securities and Markets Authority (ESMA)


    • 5: Helene Andersson: Protecting investors at all costs? Due process Aspects on the Investigatory Powers Granted to competent authorities under MiFID II


    • 6: Jane Reichel: Ensuring the principle of good administration in composite administrative procedures in EU financial markets law


    • Investment firms as subjects of accountability


    • 7: Pieter van Cleynenbreugel: Compliance requirements in EU investment services regulation: towards a more coherent accountability framework?


    • 8: Malou Larsson Klevhill Annina H. Persson: Supervisory arbitrage: The case of Sweden


    • 9: Britta Behrendt Jonsson: Not suitable to lead an investment firm: Fit and proper assessments as an instrument of accountability


    • 10: Rebecca Söderström: Remuneration policies in investment firms incentives, regulation and accountability


    • Investment firms in horizontal accountability


    • 11: Federico Della Negra: The investment firms 'horizontal accountability' towards clients: Standards and institutional mechanism of control


    • 12: Magnus Strand: Damages liability as a dual opportunity to promote accountability


    • Investment firms and accountability: Conclusions


    • 13: Magnus Strand, Carl Fredrik Bergström: Investment firms, accountability, and the effective rule of law